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Federal Trade Commission settles with American Precious Metals, LLC for $24.3 million.

February 5th, 2013|Posted by inFINRA Mediation

In May, the Federal Trade Commission brought an action against American Precious Metals and its owners, Harry Tanner and Read More

FINRA Launches Reduced Cost Mediation Program

February 4th, 2013|Posted by inFINRA Mediation

On January 15, FINRA launched its new reduced cost mediation program. The pilot program is designed to make mediation Read More

UBS Puerto Rico Accused of Conflicts of Interest

February 4th, 2013|Posted by inUBS Puerto Rico

A shareholder lawsuit against UBS and directors at four UBS-affiliated investment funds was recently revived by the U.S. Court Read More